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SAFEKEEPING OF SECURITIES:
<br /> As of June 30, 2020, the entire portfolio, exclusive of money market accounts and
<br /> LAIF was held in Third party safekeeping for the benefit of the City of Pleasanton
<br /> at Bank of New York Mellon. Bank of New York Mellon is a contractual agent for
<br /> the City of Pleasanton.
<br /> COMPLIANCE WITH STATE LAW AND INVESTMENT POLICY:
<br /> As of June 30, 2020, all investments in the portfolio are authorized by State of
<br /> California Government Section 53600 et. Seq. and the City's investment policy.
<br /> SECURITIES RATED BELOW "AA-/Aa3":
<br /> Issuer Par Value Maturity Date Rating (S&P)
<br /> Wells Fargo Bank 2,000,000 1/15/2021 A+
<br /> Wells Fargo Bank 2,000,000 1/15/2021 A+
<br /> Wells Fargo Bank 3,000,000 3/17/2025 A+
<br /> Truist Bank 2,000,000 3/10/2025 A
<br /> Paccar Financial Corp 1,330,000 8/15/2024 A+
<br /> 3M Co. 2,000,000 2/14/2025 A+
<br /> Citibank N.A. 1,000,000 1/23/2024 A+
<br /> Bank of New York Mellon 2,685,000 2/1/2021 A
<br /> Bank of Nova Scotia 2,000,000 3/7/2022 A+
<br /> Bank of New York Mellon 2,000,000 1/29/2023 A
<br /> Total $ 20,015,000
<br /> INVESTMENT DECISIONS (excluding LAIF and money market funds):
<br /> Issuer Par Value Maturity Date Coupon(%) Yield (%)
<br /> FEDERAL HOME LOAN BANK 1,000,000.00 4/2/2025 1.05 1.05
<br /> United Business Bank (CD) 258,349.08 4/11/2022 0.55 0.55
<br /> EXXON MOBIL CORPORATION 2,000,000.00 3/19/2025 2.99 1.78
<br /> Fremont Bank (CD) 257,377.86 10/22/2021 0.15 0.15
<br /> FEDERAL FARM CREDIT BANK 2,000,000.00 6/2/2025 0.80 0.82
<br /> FREDDIE MAC 3,000,000.00 6/23/2025 0.70 0.71
<br /> FREDDIE MAC 3,000,000.00 6/30/2025 0.80 0.80
<br /> FREDDIE MAC 3,000,000.00 6/30/2025 0.75 0.75
<br /> Maturities:
<br /> Issuer Par Value Maturity Date Coupon (%) Yield (%)
<br /> United Business Bank (CD) 248,205.74 04/11/2020 2.00 2.00
<br /> FEDERAL NATIONAL MORTGAGE ASSN 1,500,000.00 04/17/2020 1.25 1.28
<br /> Fremont Bank (CD) 247,461.93 04/21/2020 2.62 2.62
<br /> FREDDIE MAC 1,000,000.00 05/22/2020 1.65 1.65
<br /> U S TREASURY 2,000,000.00 06/01/2020 1.50 2.48
<br /> FEDERAL HOME LOAN BANK 2,000,000.00 06/12/2020 1.75 1.71
<br /> U S TREASURY 2,000,000.00 06/30/2020 1.63 1.76
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