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Investment Guidelines Document <br /> Scope and Purpose <br /> The purpose of this Investment Guidelines Document is to: <br /> • Facilitate the process of ongoing communication between the Plan Sponsor and its plan <br /> fiduciaries; <br /> • Confirm the Plan's investment goals and objectives and management policies applicable <br /> to the investment portfolio identified below and obtained from the Plan Sponsor; <br /> • Provide a framework to construct a well-diversified asset mix that can potentially be <br /> expected to meet the account's short-and long-term needs that is consistent with the <br /> account's investment objectives, liquidity considerations and risk tolerance; <br /> • Identify any unique considerations that may restrict or limit the investment discretion of its <br /> designated investment managers; <br /> • Help maintain a long-term perspective when market volatility is caused by short-term <br /> market movements. <br /> Key Plan Sponsor Account Information as of March 2018 <br /> Plan Sponsor: City of Pleasanton <br /> Governance: oi <br /> Plan Name("Plan"): - _ i. H11,-1 <br /> Trustee: US Bank <br /> Contact: Susan Hughes, 949-224-7209 <br /> susan.hughes@usbank.com <br /> Type of Account: Pension Plan <br /> ERISA Status: Not subject to ERISA <br /> Investment Manager: US Bank, as discretionary trustee, has delegated investment <br /> management responsibilities to HighMark Capital Management, <br /> Inc. ("Investment Manager"), an SEC-registered investment <br /> adviser <br /> Contact: Randall Yurchak, CFA, 415-705-7579 <br /> Randall.Yurchak@highmarkcapital.com <br /> City of Pleasanton Employee Benefit Fund Pension Plan <br /> Investment Guidelines Document—HighMark Capital Management, Inc. <br /> (v.04-20-2018-RY) 3 <br />