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21 ATTACHMENT 3
City of Pleasanton
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CITY CLERK
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AGENDA PACKETS
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2021
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072021
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21 ATTACHMENT 3
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7/15/2021 2:13:11 PM
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7/15/2021 1:02:08 PM
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CITY CLERK
CITY CLERK - TYPE
AGENDA REPORT
DOCUMENT DATE
7/20/2021
DESTRUCT DATE
15Y
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21
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\CITY CLERK\AGENDA PACKETS\2021\072021
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<br />E-3 <br /> <br />“Official Statement” means the final official statement executed by the Agency in <br />connection with the issuance of the Bonds. <br /> <br />“Participating Underwriter” means the original underwriter of the Bonds required to comply <br />with the Rule in connection with offering of the Bonds. <br /> <br />“Rule” means Rule 15c2-12(b)(5) adopted by the Securities and Exchange Commission <br />under the Securities Exchange Act of 1934, as it may be amended from time to time. <br /> <br />Section 3. Provision of Annual Reports. <br /> <br />(a) The Agency shall, or shall cause the Dissemination Agent to, not later than the Annual <br />Report Date, commencing with the report for fiscal year 2020-21, provide to the MSRB, in an <br />electronic format as prescribed by the MSRB, an Annual Report that is consistent with the <br />requirements of Section 4 of this Disclosure Certificate. Not later than 15 Business Days prior to <br />the Annual Report Date, the Agency shall provide the Annual Report to the Dissemination Agent <br />(if other than the Agency). If by 15 Business Days prior to the Annual Report Date the <br />Dissemination Agent (if other than the Agency) has not received a copy of the Annual Report, the <br />Dissemination Agent shall contact the Agency to determine if the Agency is in compliance with <br />the previous sentence. The Annual Report may be submitted as a single document or as separate <br />documents comprising a package, and may include by reference other information as provided in <br />Section 4 of this Disclosure Certificate; provided that the audited financial statements of the <br />Agency may be submitted separately from the balance of the Annual Report, and later than the <br />Annual Report Date, if not available by that date. If the Agency’s fiscal year changes, it shall give <br />notice of such change in the same manner as for a Listed Event under Section 5(b). The Agency <br />shall provide a written certification with each Annual Report furnished to the Dissemination Agent <br />to the effect that such Annual Report constitutes the Annual Report required to be furnished by <br />the Agency hereunder. <br /> <br />(b) If the Agency does not provide (or cause the Dissemination Agent to provide) an <br />Annual Report by the Annual Report Date, the Agency shall provide (or cause the Dissemination <br />Agent to provide) to the MSRB, in an electronic format as prescribed by the MSRB, a notice in <br />substantially the form attached as Exhibit A. <br /> <br />(c) With respect to each Annual Report, the Dissemination Agent shall: <br /> <br />(i) determine each year prior to the Annual Report Date the then-applicable <br />rules and electronic format prescribed by the MSRB for the filing of annual continuing <br />disclosure reports; and <br /> <br />(ii) if the Dissemination Agent is other than the Agency, (1) file a report with <br />the Agency certifying that the Annual Report has been provided pursuant to this Disclosure <br />Certificate, and stating the date it was provided, and (2) with respect to Member Annual <br />Reports, file a report with the Agency certifying that the Member Annual Reports have <br />been provided pursuant to this Disclosure Certificate, and stating the dates they were <br />provided. <br /> <br />Section 4. Content of Annual Reports. The Agency’s Annual Report shall contain or <br />incorporate by reference the following: <br />
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