|
SAFEKEEPING OF SECURITIES:
<br /> As of March 31, 2019, the entire portfolio, exclusive of money market accounts and
<br /> LAIF was held in Third party safekeeping for the benefit of the City of Pleasanton
<br /> at Bank of New York Mellon. Bank of New York Mellon is a contractual agent for
<br /> the City of Pleasanton.
<br /> COMPLIANCE WITH STATE LAW AND INVESTMENT POLICY:
<br /> As March 31, 2019, all investments in the portfolio are authorized by State of
<br /> California Government Section 53600 et. Seq. and the City's investment policy.
<br /> SECURITIES RATED BELOW "AA-/Aa3":
<br /> Issuer Par Value Maturity Date Rating (S&P)
<br /> Wells Fargo Bank 2,000,000 1/15/2020 A+
<br /> Wells Fargo Bank 2,000,000 1/15/2021 A+
<br /> Wells Fargo Bank 2,000,000 1/15/2021 A+
<br /> Bank of New York Mellon 2,685,000 2/1/2021 A
<br /> Bank of Nova Scotia 2,000,000 3/7/2022 A+
<br /> Bank of New York Mellon 2,000,000 1/29/2023 A
<br /> Total 12,685,000
<br /> QUARTER INVESTMENT DECISIONS (excluding LAIF and money market funds):
<br /> Issuer Par Value Maturity Date Coupon (%) Yield (%)
<br /> US Treasury 2,000,000 5/31/2020 1.50 2.48
<br /> US Treasury 2,000,000 9/30/2020 1.38 2.50
<br /> Wells Fargo Bank 2,000,000 1/15/2021 2.60 2.92
<br /> Toyota Motor Credit Corp 1,200,000 1/11/2022 3.49 3.15
<br /> Toyota Motor Credit Corp 1,180,000 1/11/2023 2.70 3.35
<br /> Bank of New York Mellon 2,000,000 1/29/2023 2.95 2.90
<br /> Federal Farm Credit Bank 2,000,000 5/8/2023 3.05 3.05
<br /> Federal Home Loan Bank 820,000 2/5/2024 3.00 3.01
<br /> Freddie Mac 2,875,000 3/20/2024 3.00 3.00
<br /> Total 16,075,000
<br /> Maturities:
<br /> Maturity Coupon Yield
<br /> Issuer Par Value Date (%) (%)
<br /> Federal Farm Credit Bank 1,000,000 1/7/2019 1.00 1.25
<br /> Federal Farm Credit Bank 1,000,000 1/7/2019 1.20 1.20
<br /> Federal Home Loan Bank 2,000,000 1/16/2019 1.25 1.24
<br /> Federal National Mortgage Assn. 2,000,000 1/28/2019 1.20 1.20
<br /> Federal National Mortgage Assn. 1,000,000 2/22/2019 1.25 1.25
<br /> Federal National Mortgage Assn. 2,000,000 2/26/2019 1.25 1.25
<br /> Federal National Mortgage Assn. 1,000,000 2/27/2019 1.70 0.95
<br />
|